Inside Careers Guide to Banking, Securities & Investments

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Think about content providers, such as newspapers. The regulations are intended to prevent insider trading and the use of proprietary information to conduct transactions in publicly accessible markets. Companies work to determine which markets to serve and how to provide products and services that meet their needs, balancing costs and actuarial tables. Registrar and Transfer agents (RTA) Registrars and Transfer Agents (RTAs) perform the important role of maintaining investor records.

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Publisher: Cambridge Market Intelligence Ltd (September 15, 2015)

ISBN: 1862131910

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